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JK
ChFC
JK
ChFC

Jonathan Kruger

Rothschild Investment
37 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary

Jonathan Kruger is a ChFC-designated registered investment advisor at Rothschild Investment, based in Oakbrook, IL, with 37 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 1,047 clients with $2.3B in assets under management.

Rothschild Investment
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
1,047 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$2.3B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $3.0M1.25%
$3.0M - $7.0M1.00%
$7.0M - $15.0M0.75%
$15M+0.50%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

700 Commerce Drive, Suite 170, Oakbrook, IL, 60523

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2018
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jonathan is an advisor at Rothschild Wealth, LLC, an affiliated RIA. This activity takes nearly full-time.

Employment History
Current Registrations
Rothschild Investment LLCBroker
June 2024 - Present · 1 yr 10 mos
Rothschild Wealth LLC
June 2019 - Present · 6 yrs 10 mos
Previous Registrations
Halo Securities, LLCBroker
May 2019 - August 2023 · 4 yrs 3 mos
Proequities, INC.Broker
December 2017 - March 2019 · 1 yr 3 mos
Pacific Select Distributors, LLCBroker
December 2010 - January 2017 · 6 yrs 1 mo
Hartford Equity Sales Company INC.Broker
May 2010 - December 2010 · 7 mos
AXA Distributors, LLCBroker
March 2005 - June 2009 · 4 yrs 3 mos
Mony Securities CorporationBroker
May 2002 - April 2005 · 2 yrs 11 mos
Signator Investors, INC.Broker
January 2002 - March 2002 · 2 mos
John Hancock Funds, INC.Broker
October 2000 - January 2002 · 1 yr 3 mos
Manequity, INC.Broker
February 1998 - March 2000 · 2 yrs 1 mo
Nylife Securities INC.Broker
July 1991 - January 1998 · 6 yrs 6 mos
Guardian Investor Services CorporationBroker
April 1990 - June 1991 · 1 yr 2 mos
Sheen Financial Resources, INC.Broker
February 1990 - February 1990 · 0 mos
Mutual Service CorporationBroker
March 1989 - February 1990 · 11 mos
Lowry Financial Services CorporationBroker
May 1988 - March 1989 · 10 mos
Korn, Womack, Stern and Associates, INC.Broker
February 1988 - May 1988 · 3 mos
Guardian Investor Services CorporationBroker
October 1985 - February 1988 · 2 yrs 4 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.