James Tewalt is a CFP-designated registered investment advisor at Eps Wealth Management, based in Glendale, AZ, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 304 clients with $38M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
EPS Wealth Management charges a fixed annual rate of 1.20% of the average daily balance of your portfolio, paid monthly. This fee covers both financial planning and investment management services. The firm may use independent managers, but the total fee will not exceed 2.00% annually. There is an initial onboarding fee that ranges from $950 to $2,500.
Location
Glendale, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a certified legal document preparer through EPS-DOC-PREP, LLC, spending approximately 10-20% of his time on this. He is also the President and a licensed health & life insurance agent at Estate Planning Solutions, Inc., selling life insurance, fixed annuities, and preparing income tax returns. Additionally, James spends a few hours per week on horse boarding through Tewalt's Kickin' Korral, LLC.
Employment History
Current Registrations
Eps Wealth Management
Previous Registrations
Gunnallen Financial, INC
Estate Planning Solutions, INC.
Locust Street Securities, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.