Gary Sherwold
Gary Sherwold is a registered investment advisor at G.W. Sherwold Associates, INC., based in Lake Forest, CA, with 40 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 424 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Location
22994 El Toro Road, Lake Forest, CA, 92630
Get directionsHistory
Regulatory History (6)
Customer Dispute
August 2016Customer Dispute
August 2015Customer Dispute
November 2012Customer Dispute
October 2009Customer Dispute
July 2002Customer Dispute
December 1994Other Business Activities
Gary is the 100% owner of G.W. Sherwold Associates, Inc., a registered investment advisor (RIA), and Associated Suites, LTD, an executive suite leasing company. He spends a few hours per week on the leasing company and minimal time as a notary public.
Employment History
Current Registrations
G.W. Sherwold Associates, INCBroker
G.W. Sherwold Associates, INC.
Previous Registrations
Camden Financial ServicesBroker
Securities America, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Diversified Securities, IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.