Kerry Wills is a registered investment advisor at First Western Securities, INC., based in Manhattan Beach, CA, with 40 years of industry experience. Kerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 28 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
First Western Securities charges a fee based on the value of your portfolio, ranging from 1% to 3% annually, but not exceeding 3%. This fee is paid monthly or quarterly in advance. You'll also be responsible for custodial and trading fees charged by the custodian and broker-dealer. You can end the advisory contract with advance written notice, and any prepaid fees will be refunded for the remaining period.
Location
1601 Sepulveda, Ste 602, Manhattan Beach, CA, 90266
Get directionsHistory
Regulatory History (2)
Regulatory
January 2020Criminal
June 2003Employment History
Current Registrations
First Western Securities, INC.
First Western Securities, INC.
First Western Securities, INC.Broker
Previous Registrations
First Western Securities, INC.
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.