Andrew Hoffman is a CFP-designated registered investment advisor at LPL Financial LLC, based in New York, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Andrew operates his LPL business through North Star Wealth Investors, LLC. He also owns a housing co-op for tax/investment purposes, dedicating minimal time to it, and provides full-time administrative support to The Pinnacle Financial Group. Andrew also has AMH Asset Management LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
The Pinnacle Financial Group
LPL Financial LLCBroker
Previous Registrations
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.Broker
Gna Securities, INC.Broker
Ladenburg, Thalmann & CO., INC.Broker
First Associated Financial Group, LTD.Broker
First Realty Reserve INCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.