Ronald William Pond

Confluence Investment Management LLC

13 Years of Experience

View SEC Summary

Areas of Practice

Investment Management

Confluence Investment Management LLC

Compensation

Fee-Only (AUM)

Firm Size

9 advisors

Number of Clients

16,135 clients

Average Client Portfolio

$449K average

Assets Under Management

$7.3B

Fee Structure

Financial Planning:Investment management only

Location

Solana Beach, CA

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Confluence Investment Management LLC

July 2012 - Present · 13 yrs 7 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.