Jeffrey Lane Davis

Pks Advisory Services, LLC

40 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Pks Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

45 advisors

Number of Clients

4,416 clients

Average Client Portfolio

$205K average

Assets Under Management

$905.4M

Fee Structure

Financial Planning:Included in AUM fee

Location

80 State Street, Albany, NY, 12207

Get directions

History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2015

Closed-No Action

Regulatory

May 1992

Final

Regulatory

June 1989

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Jeffrey is the president and operations manager of PKS Advisory d/b/a Davis Brinks Wealth Management, providing investment and insurance advice along with various planning services, dedicating full-time hours. He is also an insurance agent with PKS Financial since 2020, spending about 10-20% of his time providing insurance advice.

Employment History

Current Registrations

Pks Advisory Services, LLC

June 2020 - Present · 5 yrs 8 mos

Purshe Kaplan Sterling Investments

June 2020 - Present · 5 yrs 8 mos

Purshe Kaplan Sterling InvestmentsBroker

June 2020 - Present · 5 yrs 8 mos

Previous Registrations

Michigan Advisors, INC

July 2010 - July 2020 · 10 yrs

Michigan Securities, INC.Broker

November 2003 - July 2020 · 16 yrs 8 mos

Spc

November 2002 - November 2003 · 1 yr

Sigma Financial CorporationBroker

October 1993 - November 2003 · 10 yrs 1 mo

Royal Alliance Associates, INC.Broker

September 1993 - October 1993 · 1 mo

Portfolio Asset Mgt/usa Financial Group INC.Broker

December 1992 - November 1993 · 11 mos

USA Financial Group, INC.Broker

September 1987 - December 1992 · 5 yrs 3 mos

Jnl Equity CORP.Broker

February 1985 - September 1987 · 2 yrs 7 mos

State Registrations5 states

FLINMINCTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.