Charlie Kirven
Charlie Kirven is a registered investment advisor at Secure Asset Management, L.L.C., based in Houston, TX, with 40 years of industry experience. Charlie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 4,714 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SAM offers investment management services where they manage your investments based on your goals and risk tolerance. SAM may also use trading signals from third-party money managers to make investment decisions. The annual fee for SAM's investment management is negotiable, with a maximum of 2% of the value of your investments, or 0.50% quarterly. When SAM utilizes trading signals from unaffiliated third-party money managers, SAM charges 0.750% annually, or 0.1875% quarterly. A portion of this fee is paid to the third-party manager, up to 0.50%.
Location
3220 San Jacinto, Houston, TX, 77004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charlie is an Investment Adviser Rep with Secure Asset Management and a Registered Representative with Aurora Securities, dedicating about half his time to each role. He also owns Money & Investment Concepts, a DBA and insurance business selling fixed annuities, life/health, and long-term care insurance, spending about a quarter of his time on this.
Employment History
Current Registrations
Secure Asset Management, L.L.C.
Aurora Securities
Aurora SecuritiesBroker
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
Workman Securities CorporationBroker
Money & Investment Concepts
Great American Advisors, INC.Broker
Titan/value Equities Group, INC.Broker
Money Concepts Capital CORPBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.