Christopher Charles Fess

ChFC

Kcd Financial, INC.

32 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Kcd Financial, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

35 advisors

Number of Clients

1,145 clients

Average Client Portfolio

$159K average

Assets Under Management

$182.6M

Fee Structure

Minimum Investment:$25K

Location

3061 Allied Street, Suite B, Green Bay, WI, 54304

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2003

Settled

Customer Dispute

October 2003

Denied

Customer Dispute

March 2003

Settled

Customer Dispute

August 2002

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Christopher owns Life & Legacy Financial Services, Inc. and sells various insurance products, dedicating a few hours per week to this activity. He also owns rental properties and is a passive investor in real estate corporations.