James Goolsby is a registered investment advisor at Dai Wealth, LLC, based in Atlanta, GA, with 41 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,404 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
DAI Wealth charges an annual account fee for investment management services, which may not exceed 2.50% of the portfolio's value. The account fee is negotiable and may vary based on factors such as the size of the account and other services provided. The fee is paid quarterly in arrears. DAI Wealth receives a portion of the account fee, with the remainder going to the platform provider or manager. Clients are also responsible for paying transaction charges and other account-related fees.
Location
2800 Century Parkway Ne, Suite 650, Atlanta, GA, 30345
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2001Other Business Activities
James is an Investment Advisor Representative at Sowell Management since November 2020, working part-time during trading hours. He is also the President and Owner of Paragon Wealth Counselors, spending about 10-20% of his time on securities-related activities.
Employment History
Current Registrations
Dai Wealth, LLC
Dai Securities, LLCBroker
Previous Registrations
Concorde Investment Services, LLCBroker
Sowell Management
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Scott & Stringfellow, LLC
Scott & Stringfellow, LLCBroker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Sterne, Agee & Leach, INC.Broker
Josephthal & CO., INC.Broker
Interstate/johnson Lane CorporationBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Bear, Stearns & CO. INC.Broker
Lehman Brothers INC.Broker
Wheat, First Securities, INC.Broker
A. G. Edwards & Sons, INC.Broker
Painewebber IncorporatedBroker
Prudential-Bache Securities INC.Broker
Painewebber IncorporatedBroker
Waddell & Reed, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.