John Planell is a CFP-designated registered investment advisor at Round Rock Advisors LLC, based in Wilton, CT, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 698 clients with $810M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.3M | 1.25% |
| $1.3M - $2.5M | 0.90% |
| $2.5M - $3.8M | 0.80% |
| $3.8M - $5.0M | 0.70% |
| $5M+ | 0.50% |
For accounts with greater than $5,000,000 market value, the first $5,000,000 is charged 0.85% annually. Fees may be negotiable. Crystal Capital Signal Service is an additional 0.75% of assets managed in the service.
Fee Estimator
Location
187 Danbury Road, Suite 201, Wilton, CT, 06897
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John works as an independent insurance broker with Mass Mutual since 2014.
Employment History
Current Registrations
Round Rock Advisors LLC
Previous Registrations
Ameriprise Financial Services, INC.
Ids Life Insurance CompanyBroker
Ids Securities CORP.Broker
Ameriprise Financial Services, INC.Broker
Ids Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.