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George Kurt Finkbeiner

Hazard & Siegel Advisory Services LLC
40 Years of Experience
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
Hazard & Siegel Advisory Services LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

Location

5793 Widewaters Parkway, Dewitt, NY, 13214

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History

Regulatory History (3)
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Financial
April 2016
Final
Employment Separation After Allegations
November 2008
Judgment / Lien
October 2008
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

George is a solicitor for Hazard & Siegel Advisory Services LLC, referring client accounts to money managers, spending about 10-20% of his time. He also sells fixed annuities and life insurance, dedicating about a quarter of his time, and works with Kurt Finkbeiner Retirement Strategies LLC selling fixed annuities, insurance, and disability products, also dedicating about a quarter of his time.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
July 2021 - Present · 4 yrs 7 mos
Hazard & Siegel, INC.Broker
December 2008 - Present · 17 yrs 2 mos
Previous Registrations
Tower Square Securities, INC.Broker
May 1996 - November 2008 · 12 yrs 6 mos
Cadaret, Grant & CO., INC.Broker
October 1989 - May 1996 · 6 yrs 7 mos
Cadaret, Grant & CO., INC.Broker
May 1986 - October 1989 · 3 yrs 5 mos
Travelers Equities Sales, INC.Broker
June 1985 - July 1986 · 1 yr 1 mo
State Registrations3 states
NCNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.