DM
CFP · ChFC
DM
CFP · ChFC

Daryl Miller

27 Years of Experience
Broker

Daryl Miller is a CFP, ChFC-designated registered investment advisor at Continental Investors Services, INC., based in Renton, WA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 605 clients with $200M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
8 advisors
IM Fee
Planning only
Assets Under Management
$196.8M

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Renton, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Continental Investors Services, INC.Broker
May 2019 - Present · 6 yrs 11 mos
Continental Investors Services, INC.
May 2019 - Present · 6 yrs 11 mos
Continental Investors Services, INC.
February 2019 - Present · 7 yrs 2 mos
Previous Registrations
Sweetwater Investments INC
May 2007 - February 2019 · 11 yrs 9 mos
Ra Bench, INC
April 2004 - March 2007 · 2 yrs 11 mos
Ra BenchBroker
March 2004 - March 2007 · 3 yrs
Financial Resources Group
February 2000 - January 2005 · 4 yrs 11 mos
Royal Alliance Associates, INC.Broker
June 1998 - March 2004 · 5 yrs 9 mos
State Registrations14 states
AKAZCACOIDMNNVOHORPASDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.