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DP
DP
David Marc Papilsky
Capitol Securities Management, INC.
39 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Tax Planning
Estate Planning
Financial Planning & Coaching
Insurance Planning
Business Owners
High Net Worth
Capitol Securities Management, INC.
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
101 advisors
Number of Clients
3,745 clients
Average Client Portfolio
$486K average
Assets Under Management
$1.8B
Fee Structure
Investment Management
Planning
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Location
601 South Harbour Island Blvd, Suite 109, Tampa, FL, 33602
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
January 2014
Closed-No Action
Customer Dispute
September 2009
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Capitol Securities Management, INC.
June 1992 - Present · 33 yrs 8 mos
Capitol Securities Management, INC.
February 1992 - Present · 34 yrs
Capitol Securities Management, INC.
Broker
February 1992 - Present · 34 yrs
Previous Registrations
Legg Mason Wood Walker, Incorporated
Broker
January 1989 - January 1991 · 2 yrs
Dean Witter Reynolds INC.
Broker
January 1985 - January 1989 · 4 yrs
State Registrations
12 states
CA
FL
IL
MD
NC
NY
PA
SC
TN
TX
VA
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.