AS
AS

Anna Maria Spurgin

23 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
100 advisors
Number of Clients
4,260 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$11.7B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.15%
$2.0M - $10.0M0.75%
$10M+0.50%

Fees and minimums are subject to negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Greenfield, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
The Mather Group, LLC
December 2024 - Present · 1 yr 2 mos
Previous Registrations
MML Investors Services, LLC
September 2017 - September 2024 · 7 yrs
MML Investors Services, LLCBroker
September 2014 - September 2024 · 10 yrs
The Huntington Investment CompanyBroker
May 2014 - September 2014 · 4 mos
Unified Financial Securities, INC.Broker
October 2007 - June 2013 · 5 yrs 8 mos
Raymond James Financial Services, INC.Broker
April 2003 - October 2007 · 4 yrs 6 mos
Royal Alliance Associates, INC.Broker
June 2001 - April 2003 · 1 yr 10 mos
State Registrations2 states
ILIN
Advisor
Exams
No exam information available for this advisor.