Paul Botte
Paul Botte is a CFP-designated registered investment advisor at Petix & Botte Financial, based in La Mesa, CA, with 41 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 743 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Petix & Botte Financial charges a percentage of your portfolio annually for investment management services. The exact percentage depends on the size of your portfolio and the complexity of your situation.
- For the first $250,000 the fee ranges from 0.85% to 2.00% per year.
- For amounts above $250,000 the fee ranges from 0.25% to 1.50% per year.
The specific fee will be listed in your advisory agreement. Fees are billed quarterly, in advance, based on the value of your account at the end of the previous quarter.
Location
7777 Alvarado Road, Suite 520, La Mesa, CA, 91942
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is involved in various business activities, including tax preparation, real estate rentals, and serving as secretary for a family business. He also dedicates about half of his time to his registered investment advisor business, Petix & Botte Company, and spends minimal time on non-variable insurance.
Employment History
Current Registrations
Petix & Botte Financial
LPL Financial LLCBroker
Previous Registrations
Petix & Botte Financial
LPL Financial LLC
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Christopher Weil & Company, INCBroker
Investment Marketing, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.