DR
DR

Dale Rubin

37 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
982 advisors
Number of Clients
137,534 clients
Average Client Portfolio
$137K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$10K
Financial Planning:Included in AUM fee
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Location

25825 Science Park Drive, Suite 110, Cleveland, OH, 44122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dale sells fixed annuities and life insurance, and brokers life settlements, dedicating minimal time to each. He is also an investment adviser representative at Beacon Financial Advisory LLC, spending about 10-20% of his time on investment management, and an insurance agent at Beacon Financial Partners LLC, spending minimal time on life insurance sales.

Employment History
Current Registrations
Lincoln Investment
October 2024 - Present · 1 yr 4 mos
Beacon Financial Advisory LLC
May 2015 - Present · 10 yrs 9 mos
Capital Analysts
June 2012 - Present · 13 yrs 8 mos
Lincoln InvestmentBroker
June 2012 - Present · 13 yrs 8 mos
Previous Registrations
Lincoln Investment Planning, INC
June 2012 - July 2015 · 3 yrs 1 mo
Capital Analysts Incorporated
April 2010 - June 2012 · 2 yrs 2 mos
Capital Analysts, IncorporatedBroker
April 2010 - June 2012 · 2 yrs 2 mos
Sanders Morris Harris INC.
January 2007 - May 2010 · 3 yrs 4 mos
Sanders Morris Harris INC.Broker
January 2007 - May 2010 · 3 yrs 4 mos
Lincoln Financial Advisors Corporation
January 2000 - January 2007 · 7 yrs
Lincoln Financial Advisors CorporationBroker
February 1992 - January 2007 · 14 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
February 1992 - May 2006 · 14 yrs 3 mos
Cowen & CO.Broker
October 1987 - September 1988 · 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
October 1985 - October 1987 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1984 - October 1985 · 1 yr 1 mo
State Registrations16 states
AZCACOFLGALAMAMDNCNJNMNYOHPATNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.