David Perlin is a registered investment advisor at Shepherd Kaplan LLC, based in Boston, MA, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Shepherd Kaplan's compensation is derived from a percentage of revenues collected for investment advisory services provided to its clients. Clients may also pay fees to custodians, broker-dealers, and investment managers. Clients with investments in private funds will normally be subject to management fees and other expenses of the private fund.
Location
53 State Street, 23rd Floor, Boston, MA, 02109-2820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David works as a consultant/mentor for the Institute for Trading and Portfolio Management, an investment education company. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Shepherd Kaplan LLC
Previous Registrations
Pearl Investment Partners, LLC
Goldman Sachs & CO. LLCBroker
Agile Pt Group LLCBroker
Btig, LLCBroker
Hsbc Securities (USA) INC.Broker
Saratoga Capital MarketsBroker
Morgan Stanley & CO., IncorporatedBroker
Goldman, Sachs & CO.Broker
Cs First Boston CorporationBroker
Doft & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.