DP
DP

David Evan Perlin

34 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
N/A
Firm Size
18 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$9.4B

Fee Structure

Minimum Investment:$20M
Financial Planning:Investment management only
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Location

53 State Street, 23rd Floor, Boston, MA, 02109-2820

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David works as a consultant/mentor for the Institute for Trading and Portfolio Management, an investment education company. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Shepherd Kaplan LLC
February 2020 - Present · 6 yrs
Previous Registrations
Pearl Investment Partners, LLC
June 2017 - December 2019 · 2 yrs 6 mos
Goldman Sachs & CO. LLCBroker
May 2013 - May 2017 · 4 yrs
Agile Pt Group LLCBroker
March 2012 - June 2012 · 3 mos
Btig, LLCBroker
September 2011 - December 2011 · 3 mos
Hsbc Securities (USA) INC.Broker
June 2010 - June 2011 · 1 yr
Saratoga Capital MarketsBroker
December 2009 - June 2010 · 6 mos
Morgan Stanley & CO., IncorporatedBroker
March 2007 - December 2007 · 9 mos
Goldman, Sachs & CO.Broker
October 1994 - August 2004 · 9 yrs 10 mos
Cs First Boston CorporationBroker
March 1986 - October 1994 · 8 yrs 7 mos
Doft & CO., INC.Broker
September 1984 - March 1986 · 1 yr 6 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.
David Evan Perlin - Financial Advisor | TrueAdvisor