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Joseph Edward Sweeney

38 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
2,479 clients
Average Client Portfolio
$850K average
Assets Under Management
$2.1B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $1000K1.10%
$1.0M - $1.5M0.95%
$1.5M - $2.0M0.85%
$2.0M - $3.0M0.70%
$3.0M - $4.0M0.65%
$4.0M - $5.0M0.55%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.40%
$25.0M - $50.0M0.35%
$50.0M - $100.0M0.30%
$100M+0.30%

Fees are potentially negotiable and may vary from client to client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

San Francisco, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joseph is involved in several outside business activities, including business development for Cornerstone Wealth Group (full-time), serving on the advisory board for Green Visor Capital Management Company (minimal time), and acting as a general partner for Gryphon Capital Management (minimal time). He also has roles in his spouse's art advisory business, the Pacific Union Club, RRR Ventures, Strategic Project Solutions, CION, and the Preservation Hall Foundation.

Employment History
Current Registrations
Mutual Securities, INC.Broker
March 2021 - Present · 4 yrs 11 mos
Mutual Securities, INC.
March 2021 - Present · 4 yrs 11 mos
Cornerstone Wealth
March 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cornerstone Wealth
January 2018 - August 2019 · 1 yr 7 mos
Mutual Securities, INC.Broker
November 2017 - May 2019 · 1 yr 6 mos
Cornerstone Wealth
October 2015 - December 2017 · 2 yrs 2 mos
LPL Financial LLCBroker
September 2015 - November 2017 · 2 yrs 2 mos
Gryphon Capital Management, LLC
March 1995 - September 2014 · 19 yrs 6 mos
Salomon Brothers INC.Broker
September 1984 - April 1995 · 10 yrs 7 mos
State Registrations30 states
AZCACOFLGAILINKSKYLAMDMIMNMONCNJNMNVNYOHOKORSCSDTNTXVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.