Arthur Stuart Day

Ashton Thomas Private Wealth

32 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance Planning

Ashton Thomas Private Wealth

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

82 advisors

Number of Clients

2,569 clients

Average Client Portfolio

$1.6M average

Assets Under Management

$4.1B

Fee Structure

Financial Planning:Included in AUM fee

Location

1000 S. Tamiami Trail, Sarasota, FL, 34236

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2019

Settled

Customer Dispute

January 2003

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Arthur is a board member for the Team Tony Cancer Foundation and the Richard A. Riffel Philanthropic Trust, dedicating a few hours per week to the former. He receives a stipend for serving on the board of the latter.

Employment History

Current Registrations

Ashton Thomas Private Wealth

September 2025 - Present · 5 mos

Day Hagan Asset Management

June 2006 - Present · 19 yrs 8 mos

Previous Registrations

UBS Financial Services INC.

September 1993 - May 2006 · 12 yrs 8 mos

State Registrations3 states

COFLTX

Advisor

Exams

No exam information available for this advisor.