JU
CFP
JU
CFP

John Paul Ulrich

20 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
278 clients
Average Client Portfolio
$11.5M average
Assets Under Management
$3.2B

Fee Structure

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Location

1805 Rio Grande Boulevard Nw, Suite 1, Albuquerque, NM, 87104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a board member/secretary for Laguna Construction Company, a board member for Laguna Economic Advancement, and a board member for Laguna Community Foundation. He also serves as Co-Trustee of a client's revocable trust and is a Public Member of the NM State Investment Council; each of these activities requires minimal time.

Employment History
Current Registrations
Ulrich Investment Consultants
January 2012 - Present · 14 yrs 1 mo
Previous Registrations
Sovereign Investment Advisors LLC
March 2009 - January 2012 · 2 yrs 10 mos
Sovereign Wealth Advisors, INC.
November 2006 - February 2010 · 3 yrs 3 mos
Strategic Wealth Management INC
March 2005 - December 2006 · 1 yr 9 mos
State Registrations2 states
NMTX
Advisor
Exams
No exam information available for this advisor.