Andrew Ullmann
Andrew Ullmann is a ChFC-designated registered investment advisor at On Investment Management CO, based in Shavano Park, TX, with 41 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 8,323 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ONIMCO offers investment advisory programs where fees are based on a percentage of the assets managed. The fees are determined by the specific program sponsor you choose, and they typically have tiered fee schedules where larger accounts may receive reduced fees. The Investment Adviser Representative's portion of the fees is negotiable and may range from 0.30% to 1.50% annually. These fees do not include the fees charged by the investments themselves, such as mutual funds or ETFs. Additional fees may apply for tax management services or socially responsible screening.
Location
Shavano Park, TX
Get directionsHistory
Regulatory History (3)
Financial
April 2019Customer Dispute
April 2007Customer Dispute
May 2005Other Business ActivitiesSells Insurance
Andrew is the owner of Concord Financial Services since 1984, offering life, health, disability, LTC, fixed annuities, voluntary employee benefits, group retirement annuities, SPIA & AD&D, and lectures CPA CPE. This takes about half of Andrew's time.
Employment History
Current Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Previous Registrations
MML Investors Services, INC.
MML Investors Services, INC.Broker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Fahnestock & CO., INC.Broker
B.C. Christopher Securities CO.Broker
Nml Equity Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.