Frederick Payne is a CFP-designated registered investment advisor at Swiftwater Capital, based in Lake Oswego, OR, with 27 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 49 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $2.0M | 0.65% |
| $2.0M - $3.0M | 0.55% |
| $3.0M - $5.0M | 0.45% |
| $5.0M - $10.0M | 0.30% |
| $10M+ | 0.15% |
Fees are negotiable. Accounts of members of the same household, emancipated children, and parents can be aggregated, with each account charged a pro rata share of the aggregate fee based on that family member’s assets under management.
Fee Estimator
Location
Lake Oswego, OR
Get directionsHistory
Regulatory History (1)
Civil Bond
June 1981Other Business Activities
Frederick is the founder and senior investment advisor representative at Northwest Capital Management, Inc, dedicating nearly full-time hours. He is also the owner of 4LNA LLC, developing educational material, and a senior investment advisor representative at CWM, LLC, spending about a quarter of his time.
Employment History
Current Registrations
Swiftwater Capital
Previous Registrations
Cwm, LLC
Northwest Capital Management INC.
Harbour Investment Management L.L.C.
Northwest Capital Management INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.