Andrew Grossman is a registered investment advisor, based in Plainview, NY, with 41 years of industry experience.
Location
255 Executive Drive, Suite 305, Plainview, NY, 11803
Get directionsHistory
Regulatory History (6)
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Customer Dispute
July 2003Settled
Customer Dispute
October 1998Settled
Customer Dispute
August 1998Settled
Customer Dispute
June 1993Settled
Customer Dispute
March 1993Settled
Customer Dispute
January 1988Award / Judgment
Other Business ActivitiesSells Insurance
Andrew is involved with North Shore Wealth Management, LLC as a DBA for financial securities business conducted through B. Riley Wealth Management, dedicating full-time hours to it. He also works as an agent for B. Riley Wealth Insurance, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 9 mos
B. Riley Wealth Management
July 2022 - Present · 3 yrs 9 mos
B. Riley Wealth Advisors, INC.
March 2017 - Present · 9 yrs 1 mo
Previous Registrations
National Securities CorporationBroker
June 2015 - July 2022 · 7 yrs 1 mo
Jhs Capital Advisors, LLCBroker
March 2010 - June 2015 · 5 yrs 3 mos
Gunnallen Financial, INCBroker
March 2007 - March 2010 · 3 yrs
Andrew Garrett INC.Broker
February 2007 - March 2007 · 1 mo
S.W. Bach & CompanyBroker
November 2005 - March 2007 · 1 yr 4 mos
Kirlin Securities INC.Broker
March 2003 - November 2005 · 2 yrs 8 mos
Goldis Financial Group, INC.Broker
January 1995 - March 2003 · 8 yrs 2 mos
Josephthal Lyon & Ross IncorporatedBroker
June 1989 - December 1994 · 5 yrs 6 mos
Mostel & Taylor Securities, INC.Broker
February 1987 - June 1989 · 2 yrs 4 mos
Diversified Equities CORP.Broker
August 1985 - February 1987 · 1 yr 6 mos
Vanderbilt Securities, INC.Broker
October 1984 - August 1985 · 10 mos
Barron, Marshall & Kamen CO., INC.Broker
October 1984 - November 1984 · 1 mo
State Registrations10 states
CAFLIDNJNVNYORPATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.