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JI
JI

Joseph Patrick Batcha III

Optimal Capital Advisors, LLC
21 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Optimal Capital Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
131 clients
Average Client Portfolio
$909K average
Assets Under Management
$119.1M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.50%
$2.0M - $3.0M1.25%
$3.0M - $5.0M1.00%
$5M+0.75%

Fees may be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

12935 SW Bayshore Dr, Suite 305, Traverse City, MI, 49684

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2006
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph is the Managing Principal of Optimal Capital Advisors, LLC, which is his primary employment. He is also registered with Wislar Wealth Management as an IAR for investment portfolio review only, with no client contact.

Employment History
Current Registrations
Optimal Capital Advisors, LLC
September 2010 - Present · 15 yrs 5 mos
Previous Registrations
Wislar Wealth Management, LLC
March 2009 - June 2012 · 3 yrs 3 mos
Usf Advisors, LLC
January 2008 - January 2008 · 0 mos
Usf Advisors, LLC
March 2006 - December 2007 · 1 yr 9 mos
Morgan Stanley
December 2002 - March 2006 · 3 yrs 3 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.