Aleen Maree Swofford

ChFC

Geneos Wealth Management, INC.

41 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Geneos Wealth Management, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

238 advisors

Number of Clients

14,112 clients

Average Client Portfolio

$397K average

Assets Under Management

$5.6B

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

306 Prosperity Road, Suite 101, Knoxville, TN, 37923

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 1997

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Aleen will operate under Prosperity Partners Wealth Management LLC, a non-investment related business. She is also an independent representative with various insurance carriers for fixed insurance business and a chapter president for American Financial Education Alliance.