Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
479 advisors
Number of Clients
30,126 clients
Average Client Portfolio
$520K average
Assets Under Management
$15.7B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$125
Loading...

Location

One North Brentwood Boulevard, Suite 850, St. Louis, MO, 63105

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alan is a trustee for the Anderson Family Trust, has 50% ownership in AMJJ Enterprises real estate, and is a board member for the Spilker Family Foundation. These activities require minimal time commitment.

Employment History
Current Registrations
Benjamin F. Edwards & Company, INC.Broker
December 2020 - Present · 5 yrs 2 mos
Benjamin F. Edwards & Company, Incorporated
December 2020 - Present · 5 yrs 2 mos
Benjamin F. Edwards & Company, INC.
December 2020 - Present · 5 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.
August 2013 - December 2020 · 7 yrs 4 mos
Raymond James & Associates, INC.Broker
August 2013 - December 2020 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - August 2013 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - August 2013 · 4 yrs 10 mos
Wachovia Securities, LLCBroker
January 2003 - October 2008 · 5 yrs 9 mos
Wachovia Securities, LLC
January 2003 - October 2008 · 5 yrs 9 mos
Morgan Stanley
July 1997 - January 2003 · 5 yrs 6 mos
Morgan Stanley Dw INC.Broker
September 1992 - January 2003 · 10 yrs 4 mos
Kidder, Peabody & CO. IncorporatedBroker
January 1987 - September 1992 · 5 yrs 8 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
September 1985 - January 1987 · 1 yr 4 mos
E. F. Hutton & Company INCBroker
July 1984 - September 1985 · 1 yr 2 mos
State Registrations12 states
ALCAGAILKSMONVNYORSCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.