Steven Holt Abernathy

Abernathy Group II LLC

41 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth

Abernathy Group II LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

1 advisor

Number of Clients

45 clients

Average Client Portfolio

$1.5M average

Assets Under Management

$67.1M

Fee Structure

Minimum Investment:$5M

Financial Planning:Included in AUM fee

Location

530 Fifth Avenue, 17 Floor, New York, NY, 10036

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 1992

Settled

Customer Dispute

October 1989

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Steven is an owner of Abernathy Group II, a registered investment advisory, dedicating about a quarter of his time to advisory duties. He also owns an LLC, Institucion de Credito, used to buy distressed real estate, dedicating minimal time to this activity.

Employment History

Current Registrations

Abernathy Group II LLC

May 2021 - Present · 4 yrs 9 mos

Previous Registrations

Dinosaur Financial Group, L.L.CBroker

February 2017 - February 2023 · 6 yrs

Abernathy Group, L.L.C.

June 2009 - December 2009 · 6 mos

Dublin Research Institute, LLCBroker

February 2001 - April 2002 · 1 yr 2 mos

Apb Financial Group, LLCBroker

August 1996 - February 2017 · 20 yrs 6 mos

Cowen & CO.Broker

December 1989 - August 1996 · 6 yrs 8 mos

Shearson Lehman Hutton INC.Broker

July 1984 - January 1990 · 5 yrs 6 mos

State Registrations2 states

NYTX

Advisor

Exams

No exam information available for this advisor.