Dean Leonard
Dean Leonard is a CFP-designated registered investment advisor at Private Client Services, LLC, based in Walnut Creek, CA, with 41 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,251 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.
Fee Estimator
Location
1777 Botelho Dr., Suite 105, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dean is associated with Castle Rock Wealth Management as a registered investment advisor, dedicating about a quarter of his time. He also works as an insurance agent, selling fixed insurance, accident and health, and long-term care products, spending a few hours per week on this activity.
Employment History
Current Registrations
Castle Rock Wealth Management, LLC
Private Client Services, LLCBroker
Previous Registrations
Nwf Advisory Services INC
Whjr Associates
Osaic Wealth, INC.Broker
Integrated Resources Equity CorporationBroker
Southmark Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.