TrueAdvisor
TrueAdvisor
WH
CFP
WH
CFP

William Joseph Haberman

Oakwood Capital, INC.
31 Years of Experience
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningHigh Net WorthBusiness Owners
Oakwood Capital, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
599 clients
Average Client Portfolio
$435K average
Assets Under Management
$260.3M

Fee Structure

Minimum Investment:$25K

Location

600 Highway 169 South, Suite 1410, St. Louis Park, MN, 55426

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 1998
Final
Employment Separation After Allegations
August 1992
Criminal
March 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is an independent fixed insurance agent selling fixed and fixed index insurance and annuity products, dedicating a few hours per week. He is also the owner and insurance agent for Lifetime Financial Strategies, LLC and an Investment Adviser Representative for Oakwood Capital, Inc., spending about half his time on each.

Employment History
Current Registrations
Oakwood Capital, INC.
December 2013 - Present · 12 yrs 2 mos
Oakwood Capital Securities, INC.Broker
August 2002 - Present · 23 yrs 6 mos
Previous Registrations
Gardner Advisors INC.
June 2012 - December 2020 · 8 yrs 6 mos
Titan/value Equities Group, INC.Broker
March 1990 - August 1992 · 2 yrs 5 mos
Royal Alliance Associates, INC.Broker
November 1989 - March 1990 · 4 mos
Integrated Resources Equity CorporationBroker
February 1989 - November 1989 · 9 mos
Southmark Financial Services, INC.Broker
October 1988 - March 1989 · 5 mos
American Express Financial Advisors INC.Broker
July 1984 - November 1988 · 4 yrs 4 mos
Ids Financial Services INC.Broker
July 1984 - December 1986 · 2 yrs 5 mos
State Registrations5 states
AZCAFLMNWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.