RF
RF

Ron Freund

41 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

Emeryville, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ron is a registered investment advisor and solicitor through The Social Equity Group, Inc. He also has a travel agency and does marketing for socially responsible organizations, spending about 10-20% of his time on the latter.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2025 - Present · 8 mos
LPL Financial LLC
June 2025 - Present · 8 mos
The Social Equity Group, INC.
June 2000 - Present · 25 yrs 8 mos
Previous Registrations
Western International Securities
August 2017 - June 2025 · 7 yrs 10 mos
Western International Securities, INC.Broker
August 2017 - June 2025 · 7 yrs 10 mos
Financial West Group
April 2000 - August 2017 · 17 yrs 4 mos
Financial West GroupBroker
November 1992 - August 2017 · 24 yrs 9 mos
Parnassus InvestmentsBroker
February 1988 - November 1992 · 4 yrs 9 mos
Working Assets Capital ManagementBroker
June 1984 - April 1993 · 8 yrs 10 mos
State Registrations13 states
CACOCTHIIDILMDMNNCOHORTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.