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RC
RC

Richard Harold Chafey

Commerce Street Investment Management
31 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Commerce Street Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
76 clients
Average Client Portfolio
$11.5M average
Assets Under Management
$876.5M

Fee Structure

Financial Planning:Investment management only

Location

1445 Ross Avenue, Suite 2700, Dallas, TX, 75202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Commerce Street Investment Management
October 2012 - Present · 13 yrs 4 mos
Commerce Street Capital, LLC
September 2012 - Present · 13 yrs 5 mos
Commerce Street Capital, LLCBroker
September 2012 - Present · 13 yrs 5 mos
Previous Registrations
Samco Capital Markets, INC.Broker
May 2012 - September 2012 · 4 mos
Weller, Anderson & CO., LTD.Broker
January 2009 - May 2010 · 1 yr 4 mos
Penson Financial Services, INC.Broker
October 1997 - June 2002 · 4 yrs 8 mos
Brokers Transaction Services, INC.Broker
May 1997 - October 1997 · 5 mos
Service Asset Management CompanyBroker
June 1991 - December 1995 · 4 yrs 6 mos
Finser Investment CompanyBroker
August 1984 - June 1991 · 6 yrs 10 mos
State Registrations3 states
NMOKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.