Brian Holmes is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 41 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is the CEO of SEIS, LLC, which focuses on fixed insurance, and spends minimal time on this. He also owns rental real estate and Malibu 3-Day Eventing, LLC, dedicating minimal time to each, and is the CEO of two affiliated RIAs, SEIA (nearly full-time) and SIA LLC (a few hours per week).
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
Signature Investment Advisors, LLC
Seia
Previous Registrations
Osaic Wealth, INC.Broker
Signature Intelligent Portfolios, LLC
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations10 states
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