AK
AK

Abbas Khoshnevissan

41 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
876 advisors
Number of Clients
35,950 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$70.0B

Fee Structure

Loading...

Location

Two Embarcadero Center, Suite 2320, San Francisco, CA, 94111

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Abbas is a half owner of the San Francisco Fencer's Club, where he teaches children how to fence. He also co-owns a rental property called Balboa Rental; both activities require minimal time.

Employment History
Current Registrations
Rockefeller Capital Management
July 2019 - Present · 6 yrs 7 mos
Rockefeller Financial LLCBroker
July 2019 - Present · 6 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - July 2019 · 11 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2019 · 11 yrs 6 mos
UBS Financial Services INC.
August 2001 - February 2008 · 6 yrs 6 mos
UBS Financial Services INC.Broker
May 2001 - February 2008 · 6 yrs 9 mos
Bear, Stearns & CO. INC.Broker
April 1991 - May 2001 · 10 yrs 1 mo
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 1989 - April 1991 · 2 yrs
Shearson Lehman Hutton INC.Broker
May 1987 - April 1989 · 1 yr 11 mos
Wellington Securities, INC.Broker
June 1986 - May 1987 · 11 mos
Calvert Securities CorporationBroker
March 1985 - July 1986 · 1 yr 4 mos
Bretcourt Securities CorporationBroker
October 1984 - April 1985 · 6 mos
State Registrations17 states
AZCACODEFLGAILMNNCNVNYOHORTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.