Karen Malkoff-Hatton
Karen Malkoff-Hatton is a CFP-designated registered investment advisor at Financial Security Solutions, CORP., based in Valencia, CA, with 41 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 87 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial Security Solutions Corp. refers clients to third-party investment managers. The third-party managers pay Financial Security Solutions Corp. a portion of the investment advisory fee that they charge you for managing your account. The maximum annual advisory fee charged by Financial Security Solutions Corp. will not exceed 1.00%. However, the combined advisory fees charged by Financial Security Solutions Corp. and the third-party manager may be as high as 2.00%.
Location
23734 Valencia Blvd., Suite 200, Valencia, CA, 91355
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Karen owns a sole proprietorship, Financial Security Solutions Corp., offering life, health, disability, and LTC insurance to clients, and is the President and COO of an Investment Advisory firm. She is also a co-trustee of her mother's trust and a Registered Representative and Investment Adviser Representative and Branch Manager with Osaic Wealth, Inc.
Employment History
Current Registrations
Financial Security Solutions, CORP.
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Comprehensive Financial Services
Integrated Resources Equity CorporationBroker
Christopher Weil & Company, INCBroker
Direct Capital CorporationBroker
Parliament Securities CORP.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.