Jerry Ludwig
Jerry Ludwig is a registered investment advisor at Regal Advisory Services, INC., based in Bryan, TX, with 41 years of industry experience. Jerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 285 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal Advisory Services manages investments for a fee based on a percentage of the portfolio's value. The maximum annual fee is 2.0% of the assets they manage, but this fee may be negotiable. The fee is calculated annually and billed quarterly in advance. There are no adjustments for contributions or withdrawals during the quarter, except for certain programs offered through third-party sponsors.
Location
1716 Briarcrest Ste 602, Bryan, TX, 77802
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jerry is involved in several outside business activities, including expert witness consulting for securities arbitration claims, brokerage business through Regal Securities, and holding limited partner and VP/President positions in bar & grill businesses. Jerry also works as an insurance agent selling various insurance products for multiple companies, dedicating minimal time to each.
Employment History
Current Registrations
Regal Securities, INC.Broker
Regal Advisory Services, INC.
Previous Registrations
Brokersxpress LLC
Brokersxpress LLCBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Birchtree Financial Services, INC.Broker
Painewebber IncorporatedBroker
Rotan Mosle INC.Broker
E. F. Hutton & Company INCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.