JL
JL

Jerry Wayne Ludwig

41 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
285 clients
Average Client Portfolio
$398K average
Assets Under Management
$113.5M

Fee Structure

Loading...

Location

1716 Briarcrest Ste 602, Bryan, TX, 77802

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Jerry is involved in several outside business activities, including expert witness consulting for securities arbitration claims, brokerage business through Regal Securities, and holding limited partner and VP/President positions in bar & grill businesses. Jerry also works as an insurance agent selling various insurance products for multiple companies, dedicating minimal time to each.

Employment History
Current Registrations
Regal Advisory Services, INC.
July 2012 - Present · 13 yrs 7 mos
Regal Securities, INC.Broker
July 2012 - Present · 13 yrs 7 mos
Previous Registrations
Brokersxpress LLC
March 2010 - July 2012 · 2 yrs 4 mos
Brokersxpress LLCBroker
March 2010 - July 2012 · 2 yrs 4 mos
Gunnallen Financial, INC
August 2002 - March 2010 · 7 yrs 7 mos
Gunnallen Financial, INCBroker
November 2000 - March 2010 · 9 yrs 4 mos
Birchtree Financial Services, INC.Broker
November 1995 - November 2000 · 5 yrs
Painewebber IncorporatedBroker
January 1991 - November 1995 · 4 yrs 10 mos
Rotan Mosle INC.Broker
April 1988 - January 1991 · 2 yrs 9 mos
E. F. Hutton & Company INCBroker
April 1984 - May 1988 · 4 yrs 1 mo
State Registrations14 states
AZCACOFLGAIAINMNNVOKORTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.