JR
JR

Joseph Anthony Romano

41 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
136 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$138.3M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

Brooklyn, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph spends a few hours per week with Iconnexion Compaines, a banking/finance and marketing company. He also dedicates about half his time to MRD, LLC, a design-build lighting company, and nearly full-time to Eagle Wealth Advisors as an investment advisor managing accounts.

Employment History
Current Registrations
Eagle Wealth Advisors
May 2020 - Present · 5 yrs 9 mos
Previous Registrations
Aegis Capital CORP.Broker
June 2015 - July 2021 · 6 yrs 1 mo
Aegis Capital CORP.
June 2015 - July 2021 · 6 yrs 1 mo
Jhs Capital Advisors, LLC
January 2015 - June 2015 · 5 mos
Jhs Capital Advisors, LLCBroker
January 2015 - June 2015 · 5 mos
Cadaret Grant & CO INC
November 2012 - January 2015 · 2 yrs 2 mos
Cadaret, Grant & CO., INC.Broker
July 2005 - January 2015 · 9 yrs 6 mos
AXA Advisors, LLCBroker
June 2005 - July 2005 · 1 mo
Mony Securities CorporationBroker
November 2000 - June 2005 · 4 yrs 7 mos
Mony Securities CorporationBroker
October 1984 - October 2000 · 16 yrs
First Investors CorporationBroker
April 1984 - September 1984 · 5 mos
State Registrations3 states
FLNYTX
Advisor
Exams
No exam information available for this advisor.
Joseph Anthony Romano - Financial Advisor | TrueAdvisor