Kevin Edward Sullivan

Namcoa

3 Years of Experience

3 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching

Namcoa

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

291 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$312.3M

Fee Structure

Financial Planning:Included in AUM fee

Location

107 Kilson Drive, Suite 206, Mooresville, NC, 28117

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2022

Closed-No Action

Regulatory

October 2010

Final

Regulatory

September 2002

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Kevin is a licensed insurance agent, which presents a conflict of interest addressed by his firm's policies. He also owns commercial and residential real estate, manages a wholesale organization, owns horses, and holds personal property through various LLCs, all requiring minimal time.

Employment History

Current Registrations

Namcoa

July 2022 - Present · 3 yrs 7 mos

State Registrations8 states

AZCAFLMINCOKTXVA

Advisor

Exams

No exam information available for this advisor.