Charles Forgason
Charles Forgason is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 41 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (1)
Criminal
September 1997Other Business Activities
Charles is the president of Forgason & Assoc, processing revenue and expenses related to capital investment companies' business, dedicating about 10-20% of his time. He is also a responsible party for the Jeff Swain Memorial Fund and a Lieutenant Colonel in the South Carolina State Guard, dedicating minimal time to each.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Brokerage, INC.Broker
Previous Registrations
Capital Investment Group, INC.Broker
Mccarley and Associates, INC.Broker
Johnson, Lane, Space, Smith & CO., INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.