Thomas Hughs
Thomas Hughs is a registered investment advisor at Smith Securities LLC, based in Covington, LA, with 35 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.95% |
| $500K - $1.0M | 0.95% |
| $1.0M - $4.0M | 0.45% |
| $4M+ | 0.20% |
Fees are negotiable. The fees are separate from the expense ratio (0.50% annually) associated with the Matson Money funds in which the portfolio will be invested. As discussed above, the aggregate management fees charged by SSL and Matson Money will not exceed 1.45% annually.
Fee Estimator
Location
Covington, LA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2020Other Business ActivitiesSells Insurance
Thomas is an insurance sales agent with Arthur J. Gallagher, selling group health insurance, life and health insurance, and receiving renewal commissions, dedicating minimal time. He is also a self-employed life insurance agent, earning commissions from life insurance products and selling Medicare supplements, which is a full-time commitment.
Employment History
Current Registrations
Smith Securities LLC
Previous Registrations
Consortium Private Wealth LLC
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Bankers Life Securities, INC.Broker
Bankers Life Advisory Services, INC.
MML Investors Services, LLC
MML Investors Services, LLCBroker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
Hancock Investment Services, INC.Broker
Hancock Investment Services, INC.
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
The Leaders Group, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Metlife Investors Distribution CompanyBroker
Transamerica Capital, INC.Broker
Sun Life Financial Distributors, INC.Broker
Allmerica Investments, INC.Broker
Interlink Securities CORP.Broker
Afd, INC.Broker
Hanover Investment Securities, INC.Broker
Manequity, INC.Broker
F & G Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.