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DH
DH
David Scott Harris
Zermatt Wealth Partners
31 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Financial Planning & Coaching
Insurance Planning
Business Owners
Zermatt Wealth Partners
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
6 advisors
Number of Clients
127 clients
Average Client Portfolio
$914K average
Assets Under Management
$116.0M
Fee Structure
Financial Planning:
Investment management only
Investment Management
Planning
Minimum Annual Fee:
$1,000
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Location
1427 Military Cuttoff Rd, Suite 206, Wilmington, NC, 28403
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Financial
November 2018
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Wfa of San Diego
May 2025 - Present · 9 mos
Zermatt Wealth Partners
May 2025 - Present · 9 mos
Previous Registrations
Morgan Stanley
March 2017 - March 2025 · 8 yrs
Morgan Stanley
Broker
March 2017 - March 2025 · 8 yrs
Aristotle Capital Management, LLC
July 2015 - September 2016 · 1 yr 2 mos
Imst Distributors, LLC
Broker
December 2014 - September 2016 · 1 yr 9 mos
Morgan Stanley
Broker
June 2009 - September 2014 · 5 yrs 3 mos
Morgan Stanley & CO. Incorporated
Broker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.
Broker
January 2005 - April 2007 · 2 yrs 3 mos
UBS Financial Services INC.
Broker
August 2002 - September 2004 · 2 yrs 1 mo
First Union Securities, INC.
Broker
April 2000 - April 2002 · 2 yrs
Uam Fund Distributors, INC.
Broker
February 1996 - April 1998 · 2 yrs 2 mos
Invesco Funds Group, INC.
Broker
February 1994 - July 1995 · 1 yr 5 mos
Equico Securities, INC.
Broker
May 1984 - June 1988 · 4 yrs 1 mo
The Equitable Life Assurance Society of the United States
Broker
May 1984 - May 1988 · 4 yrs
State Registrations
1 state
NC
Advisor
Exams
No exam information available for this advisor.