Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
982 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$1.5B
Fee Structure
Minimum Investment:$250K
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 0.01% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
2025 Lititz Pike, Lancaster, PA, 17601
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1994Settled
Other Business Activities
Rick is a partner at LMM Associates, and the owner/advisor at Rodgers & Associates. He is also involved in book sales and speaking engagements through Plan Smart, LLC, and owns rental real estate through Sapient, LLC.
Employment History
Current Registrations
Rodgers & Associates
October 2002 - Present · 23 yrs 4 mos
Previous Registrations
Girard Securities, INC.
January 2004 - December 2005 · 1 yr 11 mos
Sentra Securities CORP
December 1996 - September 2002 · 5 yrs 9 mos
State Registrations1 state
PA
Advisor
Exams
No exam information available for this advisor.