Rick Rodgers is a CFP-designated registered investment advisor at Rodgers & Associates, based in Lancaster, PA, with 29 years of industry experience. Rick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 982 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
2025 Lititz Pike, Lancaster, PA, 17601
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 1994Other Business Activities
Rick is a partner at LMM Associates, and the owner/advisor at Rodgers & Associates. He is also involved in book sales and speaking engagements through Plan Smart, LLC, and owns rental real estate through Sapient, LLC.
Employment History
Current Registrations
Rodgers & Associates
Previous Registrations
Girard Securities, INC.
Sentra Securities CORP
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.