Frederick Mowery
Frederick Mowery is a registered investment advisor at Compass Financial Management LLC, based in Allen, TX, with 38 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,350 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fee Estimator
Location
1719 Angel Pkwy Ste 400-215, Allen, TX, 75002
Get directionsHistory
Regulatory History (1)
Regulatory
November 2014Other Business ActivitiesSells Insurance
Frederick is an owner/partner in Oxford Advisors Corp d/b/a Mowrey Capital Management, a Texas RIA. He is also an agent with Agents Insurance Sales & Service Inc., dedicating a few hours per week to marketing and sales of traditional life insurance, long-term care, and fixed annuities.
Employment History
Current Registrations
Compass Financial Management LLC
Previous Registrations
Worth Financial Group INC.
Worth Financial Group INC.
Mowery Capital Management, LLC
Worth Financial Group INC.Broker
Prospera Financial Services, INC.Broker
Oxford Advisors Corporation
Oxford Advisors Corporation
Oxford Financial GroupBroker
Rushmore Securities CorporationBroker
Comerica Financial Services, INC.Broker
Hibernia Investment Securities INC.Broker
Cambridge-Newport Company, INC.Broker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
Gillespie & Holland, INC.Broker
Fec Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.