TrueAdvisor
TrueAdvisor
DR
DR

Daniel Francis Raite

Pinnacle Investments, LLC
41 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & Coaching
Pinnacle Investments, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
55 advisors
Number of Clients
1,961 clients
Average Client Portfolio
$539K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$10

Location

Weaverville, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pinnacle Investments, LLC
April 2021 - Present · 4 yrs 10 mos
Pinnacle Investments, LLC
June 2007 - Present · 18 yrs 8 mos
Pinnacle Investments, LLCBroker
June 2007 - Present · 18 yrs 8 mos
Previous Registrations
Pinnacle Investments, INC.Broker
May 1996 - July 2007 · 11 yrs 2 mos
Leigh Baldwin & CO., LLCBroker
September 1995 - June 1996 · 9 mos
Smith Barney INC.Broker
July 1993 - September 1995 · 2 yrs 2 mos
Lehman Brothers INC.Broker
July 1993 - August 1993 · 1 mo
First Albany CorporationBroker
August 1985 - July 1993 · 7 yrs 11 mos
Flagship Securities, INC.Broker
March 1984 - July 1985 · 1 yr 4 mos
State Registrations12 states
AZCAFLILNCNHNJNYOHTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.