Amy Clayton is a registered investment advisor, based in Westport, CT, with 42 years of industry experience.
Location
Westport, CT
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Regulatory History (2)
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Customer Dispute
August 1998Denied
Customer Dispute
August 1998Award / Judgment
Other Business Activities
Amy is a board member of the Saugatuck Island Homeowners Association since 2019, providing general help. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Stonex Securities INC.Broker
September 2024 - Present · 1 yr 7 mos
Trust Advisory Group LTD
February 2017 - Present · 9 yrs 2 mos
Previous Registrations
Ages Financial Services, LTD.Broker
February 2017 - September 2024 · 7 yrs 7 mos
Source Capital Group, INC.
October 2006 - February 2017 · 10 yrs 4 mos
Source Capital Management
September 2003 - October 2006 · 3 yrs 1 mo
Source Capital Group, INC.Broker
April 2003 - February 2017 · 13 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 1994 - April 2003 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1994 - April 2003 · 8 yrs 6 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1991 - October 1994 · 3 yrs 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
February 1984 - May 1991 · 7 yrs 3 mos
State Registrations10 states
CTDCFLMAMENCNJNYPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.