Maureen Verduyn
Maureen Verduyn is a CFP-designated registered investment advisor at The Financial Team, INC., based in Carlsbad, CA, with 34 years of industry experience. Maureen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
TFTI refers clients to third-party investment managers. These managers charge fees ranging from 0.25% to 2.00% of the assets they manage. TFTI receives a portion of that fee from the manager. TFTI's share is not an additional fee to the client. TFTI does not access client accounts to collect fees.
Location
6790 Embarcadero Lane, Suite 100, Carlsbad, CA, 92011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Maureen is a licensed insurance agent since 1998, offering various insurance products, dedicating a few hours per week. She is also the 100% owner of The Financial Team Inc, a state-registered investment adviser, taking about half of her time.
Employment History
Current Registrations
The Financial Team, INC.
Previous Registrations
Great Point Capital LLCBroker
Jrl Capital CorporationBroker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Rance King Securities CORP.Broker
Lighthouse Capital CorporationBroker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Sentra Securities CorporationBroker
United Pacific Securities, INC.Broker
Jmc Financial CorporationBroker
Ipn Investment Services, INC.Broker
Granite CapitalBroker
Idm Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.