CP
CFP
CP
CFP

Charles Edward Prather

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

8778 Wolff Court Suite 200, Westminster, CO, 80031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is an employee of Wealth Plan Partners, working full-time in investments and RIA activities. He also works for The Prather Group selling variable annuities, life insurance, and long-term care insurance, dedicating minimal time to this.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
June 2024 - Present · 1 yr 8 mos
Wealthplan Partners
January 2020 - Present · 6 yrs 1 mo
Previous Registrations
Securities America, INC.Broker
February 2017 - June 2024 · 7 yrs 4 mos
Wealthplan Partners
December 2014 - July 2020 · 5 yrs 7 mos
LPL Financial LLCBroker
December 2014 - February 2017 · 2 yrs 2 mos
UBS Financial Services INC.
August 2011 - December 2014 · 3 yrs 4 mos
UBS Financial Services INC.Broker
August 2011 - December 2014 · 3 yrs 4 mos
Cuso Financial Services, L.P.
December 2001 - August 2011 · 9 yrs 8 mos
Cuso Financial Services, L.P.Broker
February 2001 - August 2011 · 10 yrs 6 mos
Corporate Network Brokerage Services, INC.Broker
January 1995 - April 1997 · 2 yrs 3 mos
Corporate Network Brokerage Services, INC.Broker
January 1994 - April 1997 · 3 yrs 3 mos
American Express Financial Advisors INC.Broker
October 1986 - May 1988 · 1 yr 7 mos
State Registrations17 states
ARAZCOFLGAKSKYMONENMOKORSCSDTXVAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.