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Charles Lewis Sowers

41 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
106 advisors
Number of Clients
5,673 clients
Average Client Portfolio
$340K average
Assets Under Management
$1.9B

Fee Structure

Minimum Annual Fee:$500
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Location

120 E Council St, Salisbury, NC, 28144

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles co-owns Midway Investments LLC, a mobile home rental business, but a property manager handles the rental activities. He also owns CL&EKS, Inc., a support company that handles accounting, dedicating minimal time to either activity.

Employment History
Current Registrations
Capital Investment Group, INC.
June 2019 - Present · 6 yrs 8 mos
Capital Investment Group, INC.Broker
June 2019 - Present · 6 yrs 8 mos
Capital Investment Advisory Services, LLC
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
May 2015 - June 2019 · 4 yrs 1 mo
Raymond James Financial Services, INC.Broker
May 2015 - June 2019 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
July 2010 - May 2015 · 4 yrs 10 mos
Wells Fargo Advisors, LLC
July 2010 - May 2015 · 4 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - July 2010 · 1 yr 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2010 · 1 yr 1 mo
Citigroup Global Markets INC.
December 2001 - June 2009 · 7 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
September 1988 - July 1993 · 4 yrs 10 mos
The Robinson-Humphrey Company INC.Broker
January 1984 - September 1988 · 4 yrs 8 mos
State Registrations7 states
ILINKYNCSCTNVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.