AG
AG

Alan Jay Grossman

41 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
672 advisors
Number of Clients
66,488 clients
Average Client Portfolio
$544K average
Assets Under Management
$36.2B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
Loading...

Location

Opus Plaza 1, 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA, 92008

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alan is the owner of EAC, a consulting business, since 2014, dedicating minimal time. He is also involved with 4RY Electrostatic Dispersal Solutions as an investor, EES Consulting LLC as owner/treasurer, and Talent Force Consulting as a partner, each requiring minimal time commitment.

Employment History
Current Registrations
D.A. Davidson & CO.
November 2013 - Present · 12 yrs 3 mos
D.A. Davidson & CO.Broker
November 2013 - Present · 12 yrs 3 mos
Previous Registrations
Crowell Weedon & CO.
November 2013 - November 2013 · 0 mos
Crowell Weedon & CO.Broker
November 2013 - November 2013 · 0 mos
Crowell, Weedon & CO.
December 1997 - November 2013 · 15 yrs 11 mos
Crowell, Weedon & CO.Broker
February 1984 - November 2013 · 29 yrs 9 mos
State Registrations35 states
ARAZCACOCTDCFLHIIDILINKYMAMDMEMIMONCNHNJNMNVNYOHORPASCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.