Alan Grossman is a registered investment advisor at D.A. Davidson & CO., based in Carlsbad, CA, with 42 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Opus Plaza 1, 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA, 92008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Alan is the owner of EAC, a consulting business, since 2014, dedicating minimal time. He is also involved with 4RY Electrostatic Dispersal Solutions as an investor, EES Consulting LLC as owner/treasurer, and Talent Force Consulting as a partner, each requiring minimal time commitment.
Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
Crowell Weedon & CO.
Crowell Weedon & CO.Broker
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
State Registrations35 states
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