DH
DH

Deborah Mutispaugh Higgins

40 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
11 clients
Average Client Portfolio
$700K average
Assets Under Management
$7.7M

Fee Structure

Minimum Investment:$250K
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Location

2223 Avenida De La Playa Ste. 210, La Jolla, CA, 92037-3218

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Deborah is an investment advisor and holds licenses for accident/health, life, and variable contracts insurance. She dedicates about half her time to the investment advisory business, minimal time to insurance, minimal time per year to the City of San Diego Investment Advisory Committee, and minimal time per month to the Alliance Healthcare Foundation Finance Committee.

Employment History
Current Registrations
Higgins Capital Management, INC.
March 2007 - Present · 18 yrs 11 mos
Higgins Capital Management, INC.Broker
February 1997 - Present · 29 yrs
Previous Registrations
Grant Bettingen, INC.Broker
March 1996 - September 1997 · 1 yr 6 mos
Smith Barney INC.Broker
July 1993 - April 1995 · 1 yr 9 mos
Lehman Brothers INC.Broker
October 1992 - July 1993 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1984 - October 1992 · 8 yrs 8 mos
State Registrations4 states
CAGAIDUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.